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Compliance News & Hot Topics

Reminder About Retirement of Independent Data Files for the FSE List, SSI List and the NS-PLC List
As previously communicated in October of 2014, OFAC will cease issuing independent data files for the Foreign Sanctions Evaders (FSE) List, the Sectoral Sanctions Identifications (SSI) List and the Non-SDN Palestinian Legislative Council (NS-PLC) List.
NCUA, AARP Hosting Webinar on Preventing Elder Financial Abuse
Credit unions and consumers looking for help detecting, preventing and reporting elder financial abuse can get valuable information during an upcoming webinar, “Avoiding Frauds and Scams: A Primer for Older Americans,” scheduled for Wednesday, June 24,...
Improving the Process for Consumer Complaints
NCUA has developed a Supervisory Letter that describes recent changes to streamline and improve NCUA’s consumer complaint handling process.

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