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BSA Training for Frontline Staff and Managers - DC

March 16th, 2010 9:00 AM – March 18th, 2010 4:00 PM

NCUA and state examiners are committed to enforcing the Bank Secrecy Act (BSA), so complying with the regulation should be a top priority for every credit union. Get the information you need to ensure your training requirements have been met before your examiner walks in the door.

NCUA and state examiners are committed to enforcing the Bank Secrecy Act (BSA), so complying with the regulation should be a top priority for every credit union. Get the information you need to ensure your training requirements have been met before your examiner walks in the door.

  • Take a close look at the requirements of BSA and the Customer Identification Program (CIP)
  • Receive an overview of the Office of Foreign Assets Control (OFAC) and the PATRIOT Act
  • Review sample policies and examples of noncompliance
  • Identify the penalties that regulators could potentially impose on your credit union
  • Learn when and how to complete a Currency Transaction Report (CTR) and Suspicious Activity Report (SAR)
  • Understand expectations and procedures necessary to comply with yearly independent testing requirements
  • Identify appropriate due diligence and internal control procedures
  • Get training requirements and materials for managers 

Speaker

André Lucas

André Lucas, Director of ComplianceAndré Lucas is Director of Compliance at the Maryland & District of Columbia Credit Union Association. André began his career in the financial industry as a Loan Officer/Collector with American Finance Company in 1977. Spending a large portion of his workweek collecting
in the field, André quickly became recognized for his strong ability to collect face-to-face nd recover collateral.

André began his credit union career as a Collection Officer with Pentagon Federal Credit Union in January 1984. In July 1986, he accepted the position of Collections Manager with CommonWealth One Federal Credit Union (formerly AMC FCU) in Alexandria, Virginia.
During his twenty years there, André was one of the first elected officers for the Capital Area
Collection Managers Roundtable Group, serving as the first Chairman from 1995 through 1998, Vice Chairman in 2000, and again as the Chairman in 2001 and 2002. His involvement with the roundtable also led him to Chair the committee that provides assistance and collections training to small credit unions.

André’s current responsibilities include an active involvement in consulting with affiliated credit unions on operational issues, policies and procedure development, and federal and state compliance issues. André also provides training in the areas of Bank Secrecy Act (BSA) and Collections, and conducts on-site BSA testing/reviews for affiliated credit unions.

Originally from Washington, DC, Andre holds CUNA's Certified Credit Union Compliance Expert (CUCE) and BSA Compliance Specialist (BSACS) designations.

Who should attend?

This training session will benefit all frontline staff and managers.

Channel Inn/Pier 7 Restaurant
650 Water Street, SW
Washington, DC 20034

Event Info

When

March 16th, 2010 9:00 AM – March 18th, 2010 4:00 PM

Where

Channel Inn/Pier 7 Restaurant
650 Water Street, SW
Washington, DC 20034

Contact

Phone: 410-290-6858, ext. 118
Email:

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